Senior Compliance Officer in the securities area – Investment Services Compliance (100%, m/f/d)

LGT is the world’s largest family-owned and managed Private Banking and Asset Management Group. For more than 100 years it has been fully owned and managed by the Princely House of Liechtenstein, which is also one of our biggest clients.
With around 600 employees, LGT Bank Switzerland has established itself as a renowned Swiss private bank and is an excellent address for both wealthy private clients and employees – this was also confirmed last year by the independent institute “Great Place To Work”, which awarded LGT Bank Switzerland the title of one of the best employers in Switzerland.

In this role, you will be responsible for the following tasks in a team of five people:

• Investment Controlling, in particular monitoring with regard to target market compliance, product distribution, sustainability, cryptocurrencies

• Monitoring of compliance with regulatory requirements, in particular FIDLEG and MIFID

• Monitoring compliance with requirements regarding investments and investment transactions as well as advising employees of the bank

• Monitoring the correct documentation and review of client risk profiles, investor profiles, suitability, asset allocation and compliance with LGT investment universe

• Participation in projects (LGT Group or LGT Bank (Switzerland) Ltd.) with technical project work and execution of tests

• You have several years of professional experience in the financial industry, specialist knowledge of various securities, investment and investment topics and, advantageously, several years of experience in compliance, risk or auditing

• You have a (technical) university degree, a banking diploma or similar education or further training

• You have excellent German and English language skills; further language skills are an advantage

• You are a team player, reliable, have integrity and are able to work under pressure. You are characterized by a very precise and speedy way of working as well as by a distinct analytical thinking ability.

Applications from employment agencies will not be considered.

We offer you exciting and long-term development opportunities as well as a challenging and dynamic environment that opens up personal and professional perspectives. LGT also stands for attractive working conditions and social benefits as well as a unique corporate culture.

Help shape LGT and become part of a family – not just a company.

A great place to work – a great place to have impact: LGT promotes diversity among its employees. We believe that an inclusive and appreciative corporate culture is the driver for a great workplace and provides the opportunity to create a unique and successful team. That’s why our employees can also benefit from many additional benefits.

Do you feel addressed? Then simply fill out the online application. We look forward to getting to know you.

Sarah Camenisch

Senior HR Manager

+41 (44) 2507984