FINANCIAL CRIME COMPLIANCE ASSURANCE OFFICER

At Talan we are looking for people like you: innovative, talented and eager to improve every day in our environment. Our perfect match should be able to:...

A propos de Talan

At Talan we are looking for people like you: innovative, talented and eager to improve every day in our environment.


Why Talan?

For more than 15 years, Talan Group has been advising companies and administrations, supporting them and implementing their transformation projects in Europe, America, Africa and Asia.

Our main goal is to support organizations in their journey to the future. In Talan Spain we make it real through digital transformation.

We put people at the center, and we rely on collective intelligence, diversity, pragmatism and agility. We believe in environments based on trust, excellence, collaboration, flexibility and respect.

In addition, we lean on cultural, business, Agile and technological transformation through Artificial Intelligence, Big Data, Blockchain and RPAs.

We are searching for a Financial Crime Compliance Assurance Officer to be part of our team.

Our perfect match should be able to:

  • Provide credible challenge to identify, deter and report control weaknesses across Financial Crime processes; functions systems and controls.
  • Independently assess design and operational effectiveness with a mandate to enhance adherence to FCC laws and regulations, standards and guidance, principles of good conduct and corporate values, through risk-based and objective assurance reviews.


Specific Responsibilities:

Lead FCC Assurance review(s), including substantive testing or other assessment and analysis as defined in the FCC Assurance Framework and Methodology on FCC function, processes and systems and controls such as, but not limited to:

  • Review of FCC Policies, Standards and Procedures, including FCC Risk Assessments, Client due diligence and Know Your Client/Customer and Customer Risk Rating, Anti-Bribery & Corruption controls (Gifts & Hospitality etc.), Anti-Tax Evasion/Avoidance measures (Corporate Criminal Offence)
  • Review and substantive testing of Transaction Monitoring (TM) systems and controls – Thresholds and Scenario, investigations, Suspicious Activity Reporting and Production Orders etc.)
  • Review and substantive testing of Economic Sanctions (ES) systems and controls (List management, Fuzzy Logic and Algorithms, Alert Investigations, Blocking and reporting etc.)
  • Articulate findings and finalise issues with the stakeholders, assist in drafting qualitative FCC Assurance reports and track recommendations, as appropriate
  • Accountable for timely completion of fieldwork and delivery of FCC Assurance reviews, timely escalations of any roadblocks.
  • Assist in preparation of dashboard, management information and análisis to relevant stakeholders and committees.
  • Demonstrate strong potential for people management and aspire to set higher standards in the team
  • Should have strong FCC Subject Matter Expertise and experience in FCC Audit, Assurance and/or Monitoring and Testing in Wholesale Banking
  • Must have knowledge of Financial Crime legislations (FATF, EU, UK and US)
  • Must have good communication, both written and verbal, and ability to make decisions and influence stakeholders.
  • Demonstrate a thorough understanding of Risk Framework and must have a Risk mind-set to identify and evaluate risks across Global Banking and Markets businesses
  • Demonstrate strong understanding of Client Due Diligence and Know Your Client/Customer and Customer Risk Rating
  • Must have hands on experience of testing and technical expertise in Transaction Monitoring (TM) systems and controls – Thresholds and Scenario, investigations, Suspicious Activity Reporting and Production Orders etc.)
  • Must have hands on experience of testing and technical expertise in Economic Sanctions (ES) systems and controls (List management, Fuzzy Logic and Algorithms, Alert Investigations, Blocking and reporting etc.)
  • Should be organised and able to plan ahead effectively.
  • Demonstrates thorough understanding of Anti-Bribery & Corruption controls (Gifts & Hospitality etc.), Anti-Tax Evasion/Avoidance measures (Corporate Criminal Offence)
  • Knowledge or experience using industry-wide Financial Crime systems such as NetReveal, Fircosoft, SafeWatch, Dow Jones, OWS and/or Actimize.
  • Expert level of english written and spoken